Director Central Registrant Advisory (Toronto)

Director Central Registrant Advisory (Toronto)

03 Nov
|
Scotiabank
|
Toronto

03 Nov

Scotiabank

Toronto

Lead central registrant advisory and portfolio management support for Scotiabank in Toronto, applying regulatory expertise and investment consulting across wealth management. This Director oversees the Central Registrant and Investment Advisory team, supporting Wealth Managers and Associate Portfolio Managers. The role also directs the Wealth Associates Advancement Program and Registrant Advancement Program. Responsibilities span client suitability, portfolio strategies, governance, compliance, sales support, and investment platform consulting. Key Responsibilities:

Lead CRIA, WAAP, and RAP teams and programs Provide registrant support and portfolio advisory Monitor model strategies and communicate portfolio changes Maintain policies, procedures,



and regulatory documentation Support proposals, presentations, and portfolio attribution reviews Requirements:

CSC and CIM, or predecessor CIF CFA designation and national Advising Representative registration University degree in business, economics, accounting, or finance Minimum 10 years’ discretionary investment management experience Advanced regulatory knowledge and solid communication skills Apply investment leadership, registrant oversight, and relationship management expertise to support Scotiabank’s wealth platform in Toronto.

📌 Director Central Registrant Advisory (Toronto)
🏢 Scotiabank
📍 Toronto

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