Elevate your career with TD as a Manager, overseeing regulatory compliance change initiatives in Wealth. Provide independent oversight to ensure adherence to regulatory frameworks and maintain compliance risk management.
This managerial role is pivotal for effective regulatory compliance risk management within TD's Wealth operations. You will be responsible for oversight of regulatory change implementations, challenge business impact assessments, and ensure compliance with evolving regulations. Collaborating with various stakeholders, you will foster an environment of strong governance and documentation.
Key Responsibilities:
• Oversee implementation of compliance frameworks and standards
• Assess regulatory compliance risks through Wealth Testing activities




• Review and challenge regulatory change materiality and assessments
• Update regulatory inventories and control mappings timely
• Report material compliance issues and emerging risks
Requirements:
• Bachelor's in Law, Business, Finance, or related discipline
• Experience in regulatory compliance at financial institutions
• Knowledge of enterprise governance and compliance systems
• Robust analytical and stakeholder management skills
• Proven documentation and governance discipline
Lead compliance oversight initiatives and ensure regulatory adherence as a valued member of TD Wealth.
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📌 Regulatory Change Manager, Wealth Compliance (Toronto)
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto