VP, Wealth Management Compliance & Oversight (Ontario)

VP, Wealth Management Compliance & Oversight (Ontario)

10 Oct
|
Canaccord Genuity
|
Ontario

10 Oct

Canaccord Genuity

Ontario

Canaccord Genuity Corp. in Toronto seeks a Vice President to lead the Wealth Management Compliance Business Oversight and Advisory team, reporting to the Chief Compliance Officer.
This role will drive the regulatory program for Wealth Management, ensuring adherence to securities regulations, CIRO rules, AML, and privacy, while advising on products, client solutions, and marketing initiatives. The successful candidate will supervise the oversight framework for branch reviews, supervisor and

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📌 VP, Wealth Management Compliance & Oversight (Ontario)
🏢 Canaccord Genuity
📍 Ontario

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