Our client, a well-established investment management organization, is seeking a Director, Risk & Audit to join their growing team. Reporting to senior leadership, this individual will be responsible for overseeing operational risk, internal audit, and compliance initiatives across the organization while driving a strong controls setting and risk culture.Key ResponsibilitiesLead the development and enhancement of operational risk, internal audit, and compliance frameworks across the organization.Assess internal controls, identify risk exposures, and recommend practical improvements.Oversee governance processes related to business operations, approvals, and control activities.Partner with business leaders across investment, operations, finance, and compliance functions to strengthen risk awareness and accountability.Deliver reporting and presentations to executive leadership on key risks, audit findings, and compliance matters.Monitor regulatory developments and industry trends to ensure ongoing compliance and best practices.Must HavesFluent in both English and Mandarin12+ years of experience in operational risk, internal audit, compliance, or risk management within a financial institution, asset management firm, investment firm, bank, or consulting environment.Demonstrated experience building and enhancing enterprise-wide control and governance frameworks.Strong understanding of operational risk management, internal controls,



and regulatory compliance.Experience presenting to executive leadership and influencing stakeholders across functions.Exceptional communication and leadership skills.Ability to lead initiatives independently in a fast-paced environment. Preferred QualificationsCPA, CFA, CIA, FRM, or similar designation.Experience within investment management, institutional investing, asset management, or private investment environments.Exposure to trading operations, investment operations, settlements, treasury, or fund administration.Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app and get 1-tap apply, notifications of AI-matched jobs, and much more.This job posting is for a current vacancy with our client.Our specialized recruiting professionals apply their expertise and utilize our proprietary AI to find you outstanding job matches faster.Questions? Call your local office at 1.(phone hidden). All applicants applying for Canadian job openings must be authorized to work in Canada.Only job postings for jobs located in Quebec appear in French.© 2025 Robert Half. By clicking "Apply," you're agreeing to Robert Half's Terms of Use and Privacy Notice.

📌 Director of Operational Risk, Internal Audit, and Compliance (Toronto)
🏢 Robert Half
📍 Toronto