Step into Fidelity's Corporate Compliance Branch Manager role, ensuring top-notch compliance standards and training programs for Wealth Advisors across Canada. Benefit from hybrid working options and a supportive culture.

In this strategic position, you'll report to the Director, Dealer Compliance, focusing on supervising compliance activities, providing necessary training, and collaborating on corporate initiatives. Your leadership will foster a compliance-focused culture while enhancing relationships with Wealth Advisors through support and communication.

Key Responsibilities:



• Lead daily compliance activities and oversight • Conduct comprehensive training for Wealth Advisors and related staff • Regularly review and update compliance practices • Collaborate on audits and regulatory inquiries • Ensure adherence to ethical standards company-wide

Requirements: • 5+ years in compliance roles within CIRO framework • Degree in a relevant field or equivalent experience • Mandatory courses: Canadian Securities Course and others • In-depth knowledge of securities regulations • Excellent written and oral communication skills

Utilize your compliance expertise to enhance Fidelity’s mission and client impact. #J-18808-Ljbffr

📌 Manager of Corporate Compliance at Fidelity (Winnipeg)
🏢 Socket.dev
📍 Winnipeg