Advance your compliance career at Fidelity Clearing Canada in Toronto with a hybrid working model. This position focuses on complex account openings and adherence to regulatory standards.

As a Compliance Manager FCC, you will work closely with the Complex Compliance Manager to ensure all account opening processes comply with AML, QI/FATCA/CRS regulations. This role requires at least 5 years of experience in compliance, KYC, or broker-dealer relations. Your expertise will help Fidelity maintain its standing as a leading independent clearing broker in Canada.

Key Responsibilities: • Manage complex account opening processes efficiently • Review documentation for compliance with regulations • Provide training on compliance requirements • Collaborate with cross-functional teams on account issues • Assist in regulatory reporting and audits

Requirements: • University Degree or equivalent experience • Minimum 5 years in compliance or operations • Solid interpersonal and communication skills • Detail-oriented with analytical capabilities • Proficient in Microsoft Excel and PowerPoint

Leverage your regulatory knowledge and compliance skills to make a meaningful impact at Fidelity. #J-18808-Ljbffr

📌 Compliance Manager at Fidelity Clearing Canada (Winnipeg)
🏢 Fidelity International
📍 Winnipeg