Shape the future of compliance at iA Private Wealth as the Senior Director of Business Conduct Compliance. Engage a variety of stakeholders to ensure top-tier regulatory adherence.

In this vital role, you will guide the Business Conduct & Tier 1 Surveillance Program critical for registered branches nationwide. The position demands overseeing a diverse team of compliance professionals and leading policy development in response to regulatory changes. Your expertise will help maintain the department's integrity while proactively addressing compliance inquiries.

Key Responsibilities: • Lead a team of 48+ managers and branch administrators • Implement compliance training and employee development • Oversee regulatory inquiries and product assessments • Manage compliance report integrity and updates • Stay informed on recent regulatory policies affecting operations

Requirements: • 10+ years in securities compliance necessary • Relevant Bachelor’s or College Degree • Bilingual in French and English • Demonstrated problem-solving abilities • Experience with regulatory organizations like IIROC

Contribute to iA Private Wealth by applying your extensive compliance and leadership expertise. #J-18808-Ljbffr

📌 Senior Director - Business Conduct Compliance (Winnipeg)
🏢 iA Financial Group (Industrial Alliance)
📍 Winnipeg