Elevate compliance operations at Brookfield Credit as an Investment Compliance Manager. Lead oversight, mentor junior team members, and ensure seamless adherence to investment regulatory standards.
This managerial role is pivotal to Brookfield Credit, offering a unique chance to oversee and enhance compliance workflows. Collaborating with the Investments, Legal, Accounting, and Operations teams, you'll identify and resolve compliance alerts effectively. Your leadership will drive process improvements and ensure compliance accuracy across all levels.
Key Responsibilities: • Oversee daily compliance alert resolution processes • Review client investment compliance reporting for accuracy • Develop controls following auditing policies • Collaborate with Legal on investment guidelines • Sign off on compliance audits and rule reviews
Requirements: • Bachelor’s degree in Accounting, Finance, or related field • 5+ years in investment banking or asset management • Experience managing complex investment projects • Proficiency in Microsoft Excel and data tools • Familiarity with insurance regulatory frameworks
Bring your compliance expertise to Brookfield and drive operational excellence. #J-18808-Ljbffr