Step into a crucial compliance role at Hub Financial in Woodbridge as a Specialist focused on advisor practices in a hybrid mode. Your analytical and organizational skills will ensure adherence to regulations across the board.

As an Advisor Compliance and Business Practices Specialist, you'll oversee monitoring and compliance for the insurance division, handling broker suitability assessments and conducting audits. This role requires attention to detail and a proactive approach to escalated compliance issues, ensuring advisors meet licensing responsibilities.

Key Responsibilities:
Monitor broker suitability and compliance documentation
Conduct audits for advisor practices and conduct reviews
Develop and analyze trending reports for compliance




Collaborate on compliance projects with other stakeholders
Maintain thorough internal reporting processes

Requirements:
At least three years' experience in life insurance settings
Familiarity with broker contracting and compliance regulations
Proficient in Microsoft Office applications
Project management skills are essential
Bilingual candidates preferred (French/English)

Leverage your skills to enhance compliance at Hub Financial by ensuring advisors maintain the highest standards in client service and practices.

📌 Advisor Compliance Specialist In Woodbridge Vaughan (Canada)
🏢 HUB International
📍 Canada