Shape the future of Canadian capital markets as Counsel for the Canadian Investment Regulatory Organization's Business Conduct Compliance team. This hybrid position emphasizes regulatory analysis and supports effective investor protection practices.In this role, you will evaluate creative business models and technologies impacting dealer supervision. Your expertise will be pivotal in translating complex regulatory concepts into actionable guidance. Collaborating closely with examination teams, you'll help ensure consistent application of regulations and effective oversight across firms and regions in the investment industry.Key Responsibilities:
Assess complex dealer conduct issues and trends
Provide analytical support on regulatory concepts
Identify emerging risks requiring policy recommendations
Prepare decision-support materials and presentations
Conduct updates to regulatory guidance processesRequirements:
Juris Doctor, legal training, or relevant experience
Proficiency in private practice or regulatory roles
In-depth knowledge of Canadian securities regulations
Robust analytical and judgment capabilities
Excellent written and verbal communication skillsContribute to a transparent regulatory workplace with CIRO.#J-18808-Ljbffr
📌 Counsel For Ciro Compliance Team Toronto
🏢 Socket.dev
📍 Toronto
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