Join Harbourfront Wealth in Vancouver, BC as a Registrations and Compliance Coordinator. This pivotal role supports compliance initiatives and registrations with a market-competitive salary between $60,000 and $75,000.This position reports to the Director of Compliance and involves coordinating all registrations-related activities. A thorough understanding of the National Registration Database (NRD) and compliance standards is necessary for success. You will play a significant role in maintaining the firm's regulatory framework.Key Responsibilities:- Process new hire registrations and role changes- Monitor and track NRD submissions and updates- Conduct ongoing regulatory checks and resolutions- Administer continuing education and renewal requirements- Prepare trade data for compliance reviewsRequirements:- Minimum of 2 years in the financial service industry- Experience in registrations and licensing administration- Strong communication skills for internal and external interaction- High organization and accuracy in task completion- Proficient with Microsoft Office, especially ExcelSupport Harbourfront Wealth's compliance efforts and regulatory success.#J-18808-Ljbffr

📌 Registrations And Compliance Expert - C$60,000 - C$75,000 A Year (Winnipeg)
🏢 Harbourfront Wealth
📍 Winnipeg