Pursue a rewarding career in investor protection as a Case Assessment Officer with the Canadian Investment Regulatory Organization (CIRO). Work hybrid and be integral to safeguarding Canada's capital markets. As a key member of CIRO's Enforcement Department, you will conduct preliminary investigations into regulatory complaints.

Your analysis will help identify potential misconduct and ensure compliance across the industry. The role demands thorough scrutiny of documents while offering recommendations to uphold high regulatory standards. Key Responsibilities:

- Collect and analyze financial documents and create detailed reports
- Assess regulatory complaints related to dealer conduct accurately
- Maintain detailed records of all Case Assessment matters
- Prepare concise letters communicating assessment outcomes
- Review submissions in CIRO’s ComSet database daily

Requirements:

- University degree, preferably in finance or economics
- Canadian Securities Course completion required
- 2-3 years of financial industry experience
- Strong analytical and problem-solving skills
- Excellent written and verbal communication skills

Bring your expertise in financial analysis to CIRO and contribute to a stable investment setting.

📌 Case Assessment Officer at CIRO (Montreal)
🏢 ciro]
📍 Montreal