Manager of Business Compliance Oversight (Toronto)

Manager of Business Compliance Oversight (Toronto)

11 Sep
|
TD
|
Toronto

11 Sep

TD

Toronto

Elevate your career as the Manager of Business Compliance Oversight for TD Asset Management in Toronto. Drive regulatory compliance strategies for APAC and Caribbean regions. This role offers an exciting opportunity to lead the Compliance department and partner with various stakeholders. Your knowledge in compliance and investment strategies will direct key initiatives and ensure effective oversight of TD's Asset Management compliance program. Ensure alignment of global compliance programs

- Advise on compliance for recent business initiatives
- Create and maintain compliance-related materials
- Support effective resource and training materials
- Collaborate across wealth management teams Expertise in APAC and Caribbean asset management regulations
- 7+ years of experience in compliance or risk
- Proven ability to provide actionable compliance advice
- University degree required, law degree is an asset Your leadership will be crucial in fostering compliance excellence across the organization.

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📌 Manager of Business Compliance Oversight (Toronto)
🏢 TD
📍 Toronto

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