Licensed Investment Advisor Assistant (Toronto)

Licensed Investment Advisor Assistant (Toronto)

31 Aug
|
The Mullings Group
|
Toronto

31 Aug

The Mullings Group

Toronto

The Mullings Group has been retained by our client, Haywood Securities, in the search for a seasoned Licensed Investment Advisor Assistant with deep experience in transactional capital markets to join a high-performing advisory team at a pivotal moment of growth. This is a career-track position for a professional who thrives on flawless execution, high-touch client service, and the operational intensity of a deal-side business. The successful candidate will support two Investment Advisors based in Vancouver managing a global client base across retail and institutional investors, primarily in mining and capital markets with growing activity in energy, tech, and special situations. The team holds a U.S. securities license, operates across North America, and moves fast. Onboarding support is in place, including access to a long-tenured senior operations resource at the firm. The ideal candidate builds lasting client relationships through every touchpoint, from tax documents to trade confirmations, and is looking for long-term stability with a team scaling in a robust market.



Hybrid work is available for experienced candidates following the onboarding period who are within a commutable distance of the Toronto, Calgary or Vancouver offices. Compensation includes a base salary of $80,000 - 90,000 plus a potential revenue override tied to team commission activity. Haywood Securities Founded in 1981, Haywood is a 100 percent employee-owned investment dealer with more than 340 employees in its Canadian offices in Vancouver, Calgary and Toronto. Haywood Securities Inc. is a member of the Toronto Stock Exchange, the TSX Venture Exchange, the Montreal Exchange (MEX), the Canadian Securities Exchange (CSE), the Canadian Investor Protection Fund (CIPF), and the Canadian Investment Regulatory Organization (CIRO). In addition, Haywood Securities (USA) Inc., a wholly owned subsidiary, is a broker-dealer registered to transact securities business in the United States and is a member of the Financial Industry Regulatory Authority (FINRA). Responsibilities Serve as a primary point of contact for client inquiries,

📌 Licensed Investment Advisor Assistant (Toronto)
🏢 The Mullings Group
📍 Toronto

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