Drive compliance and integrity as a Surveillance Officer at CIRO, focusing on trading analysis and market regulation. This hybrid role demands expertise in securities laws and real-time oversight.As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise. Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to current trading trends.Key Responsibilities:
- Communicate with issuers about compliance matters
- Conduct detailed analysis of trading behaviors
- Review issuer press releases for compliance and materiality
- Halt trading when needed for effective news dissemination
- Collaborate to resolve market quality issuesRequirements:
- Relevant post-secondary degree
- 5-10 years' experience in trading/compliance
- Deep knowledge of derivatives trading
- Completion of Canadian Securities and Trader Training
- Expertise in CIRO’s marketplace regulationsLeverage your skills in trading compliance to uphold the standards of market integrity at CIRO.#J-18808-Ljbffr

📌 Trading Compliance Surveillance Officer (Calgary)
🏢 CIRO / OCRI
📍 Calgary