Senior Portfolio Compliance Manager Role (Toronto)

Senior Portfolio Compliance Manager Role (Toronto)

31 Aug
|
Connor, Clark & Lunn Financial Group
|
Toronto

31 Aug

Connor, Clark & Lunn Financial Group

Toronto

Assume a crucial role at Connor, Clark & Lunn Financial Group as a Senior Manager of Portfolio Compliance. Shape the compliance landscape while managing a global team in a hybrid setup.The Senior Manager will be responsible for enhancing compliance strategies and monitoring systems, including Charles River. In this role, you will lead a team of compliance professionals across Vancouver, Toronto, and Gurugram, ensuring adherence to best practices and regulatory requirements while supporting continuous improvement.Key Responsibilities:Lead and define the strategic compliance directionOversee pre-trade and post-trade monitoring operationsManage the evolution of compliance policies and frameworksCoach and mentor compliance managers and staffBuild robust partnerships with various business stakeholdersRequirements:10+ years in portfolio compliance and investment managementProven experience in a leadership capacityCFA designation or relevant compliance certification advantageousStrong communication and process improvement skillsTechnologically adept with compliance systemsDrive excellence in compliance and team performance as the Senior Manager at CC&L; Financial Group, guiding the firm towards industry-leading practices.

📌 Senior Portfolio Compliance Manager Role (Toronto)
🏢 Connor, Clark & Lunn Financial Group
📍 Toronto

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