Lead investigations into regulatory compliance with the Canadian Investment Regulatory Organization (CIRO). This hybrid role focuses on managing investigative teams and overseeing case management.As Manager of Investigations at CIRO, you will guide a team dedicated to uncovering potential regulatory violations within Canadian capital markets. Your expertise in market operations, investigative procedures, and regulatory frameworks will be essential in training the staff and collaborating across various departments. Excitingly,



you'll engage in policy development and direct management of cases as part of CIRO's Enforcement team.Key Responsibilities:Manage overall case management and investigation processesTrain and mentor investigative staff for effective operationsContribute to policy and procedural improvementsSupport multidisciplinary teams through investigationsLiaise with regulatory bodies and law enforcement agenciesRequirements:University degree in finance, law, or related fieldMinimum ten years of relevant investigative experienceThorough knowledge of securities industry regulationsProfessional qualifications such as CA or CFA are an assetCompletion of CIRO's proficiency requirementsBring your investigative leadership and regulatory expertise to CIRO's mission of maintaining integrity in Canadian capital markets.

📌 Manager Of Investigations At Ciro (Vancouver)
🏢 CIRO / OCRI
📍 Vancouver