Become the Chief Compliance Officer for a prominent Canadian investment dealer. This senior leadership role is focused on scaling compliance operations in a dynamic industry.We are collaborating with a wealth platform seeking a Chief Compliance Officer to join its executive leadership team. This high-visibility role requires leading the compliance function and ensuring CIRO regulatory adherence while partnering with leadership on strategic initiatives. You will drive compliance efficiency and mentor a dedicated compliance team as the organization grows.Key Responsibilities:Lead firm-wide compliance programs and policiesEnsure compliance with CIRO and securities regulationsProvide insights on governance and risk issuesSupervise audits, regulatory reporting, and examinationsSupport operational growth and scalability initiativesRequirements:Current CCO or equivalent senior compliance leaderIn-depth knowledge of investment dealer complianceComprehensive understanding of CIRO, AML, and securities lawsProven experience in scalable compliance program enhancementLicensing completion in relevant compliance areasLead the charge in compliance leadership while fostering a growth-focused business workplace.

📌 Senior Compliance Executive With Investment Dealer (Toronto)
🏢 BJRC Recruiting
📍 Toronto