Position TitlePolicy AdvisorDepartmentMember Regulation PolicyLocationTorontoStatusPermanent Full time (Hybrid)Position OverviewReporting to the Director of Financial and Operations Policy, the Policy Advisor is a member of the Member Regulation Policy Team (MRP) and is responsible for the development, drafting, review, and approval of policy applicable to both investment dealers and mutual fund dealers. The Policy Advisor also participates in the other operational and day‑to‑day work of MRP.Key ResponsibilitiesDevelop and draft rules and guidance related to financial and operational requirements applicable to Dealer MembersWork in collaboration with other internal staff and external stakeholders as required to obtain approval of proposed Dealer Member regulation policy initiativesProvide support to advisory committees by preparing meeting materials and presenting policy initiatives to the committeesSupport and represent the organization externally, provide interpretation of rules applicable to Dealer Members, and conduct presentations to others (e.G., other regulatory staff, Dealer Members and other applicable stakeholders) on various matters of interest to the investment industryMust‑Have QualificationsUniversity degree in law, business,



finance or equivalentProfessional designation in field of specialization (e.G., Chartered Professional Accountant (CPA), Chartered Financial Analyst (CFA), or equivalent)Minimum of 5 years of experience in securities regulation, including all aspects of regulatory policy developmentNice‑to‑Have QualificationsKeen interest in policy developmentExcellent verbal and written communication skills, including research and drafting skillsProficiency in Microsoft products such as Word and PowerPointAbility to multi‑task, prioritize and manage time appropriatelyKnowledge of investment dealer or mutual fund dealer rules and guidanceUnderstanding of the structure of the investment industry and applicable legislation, Dealer Member compliance issues, and current policy issues affecting the investment industry would be an assetKnowledge of the investment industry regulatory regime in other countries would be an assetBilingual (English and French) is a strong assetDealer financial and operational knowledge and experienceExperience in regulatory policy developmentBenefitsCompetitive base salary in alignment with marketPerformance‑based bonusHybrid work environmentEmployer‑paid Health Benefits and Spending

📌 Policy Advisor (Toronto)
🏢 CIRO / OCRI
📍 Toronto