Apply compliance monitoring and Excel analysis as a Compliance Associate with Harbourfront Wealth, working remotely or hybrid from eligible Canadian offices.Reporting to the Team Lead, Tier 2 Compliance Supervision, this role supports supervision activities across Harbourfront Wealth's financial services and wealth management entities. You will review accounts, transactions, and reports while developing compliance expertise. Relationship building, customer service, and analytical skills are significant.Key Responsibilities:Review Tier 2 reports, client accounts, and transactionsDocument and elevate potential compliance issuesAssist regulatory filings, examinations, audits, and inquiriesMaintain compliance policies, procedures,



and disclosuresCollaborate with Legal, Operations, and internal teamsRequirements:One to three years in compliance, risk, or auditFinancial services experience and wealth management understandingMicrosoft Excel formulas, pivot tables, and reporting proficiencyStrong analytical, organizational, and communication skillsPreferred exposure to compliance monitoring or surveillance systemsBuild a compliance career through supervision reviews, regulatory support, Excel analysis, and collaboration at Harbourfront Wealth.

📌 Financial Services Compliance Associate (Vancouver)
🏢 Harbourfront Wealth Group
📍 Vancouver