Handle securities settlement and reconciliations at Caldwell Securities Ltd. within a self-clearing environment supporting daily operational controls. Work across settlement, accounts, and mutual fund operations.This Securities Operations Analyst supports the full lifecycle of transactions, client accounts, and fund activity. The role involves CDS, DTC, cash movements, corporate actions, tax processing, and operational investigations. It suits candidates with securities industry experience and analytical attention to detail.Key Responsibilities:Reconcile and settle domestic and cross-border securities tradesProcess dividends, distributions, tax elections,



and withholdingAdminister corporate actions and physical securities movementsInvestigate operational breaks, discrepancies, and exceptionsMaintain internal controls and documentation standardsRequirements:University degree in business, accounting, or financeTwo to three years at a CIRO member firmKnowledge of securities industry rules and regulationsProficiency in Microsoft Office and Google SuiteExcellent analytical, investigative, and communication skillsBring settlement, reconciliation, and control expertise to Caldwell Securities Ltd.'s securities operations team and self-clearing setting.

📌 Securities Operations Analyst Settlement (Toronto)
🏢 Caldwell Securities
📍 Toronto