Support compliance systems and data analysis with Wellington-Altus in Calgary or Toronto. Help monitor communications, trading supervision, and internal databases.Reporting to the AVP, Supervision, this Compliance Analyst supports tools used across the Compliance Team. The position maintains systems, analyzes compliance data, and helps ensure regulatory requirements and internal policies are followed. Wellington-Altus operates in Canada's investment and wealth management industry.Key Responsibilities:Maintain compliance systems, user access, updates, and recent functionalitiesAnalyze data, identify trends,



and present actionable reportsMonitor email and social media for regulator risksResolve system issues and ensure data accuracySupport audits with documentation and corrective actionsRequirements:Minimum two years progressive experience with CIRO Dealer Member or bankKnowledge of financial services, CIRO, and provincial securities regulatorsExperience with data analysis and risk managementProficiency with Power BI and Microsoft OfficeFamiliarity with supervision and communications monitoring toolsBring systems expertise, analytical judgment, and regulatory knowledge to Wellington-Altus compliance operations in Calgary or Toronto.

📌 Compliance Systems Analyst Calgary Toronto
🏢 Wellington-Altus Private Wealth
📍 Toronto