Shape market conduct governance at TD in Toronto through surveillance operations, regulatory alignment, and solid data quality practices.

As Manager, Compliance – Model and Data Governance, you will enhance a sustainable surveillance program. The work involves Compliance data, AI integration, enterprise governance, and program improvement. You will collaborate with Advisory Compliance, Technology, Risk, Audit, and business partners.

Key Responsibilities:

- Lead reviews and enhancements of the current Compliance program
- Align enhancements with global regulatory authority expectations
- Support Trade and Communications Surveillance leadership
- Coordinate surveillance vendor and client roundtables




- Document policies and procedures for regulatory requirements

Requirements:

- Minimum five years of bank, broker-dealer, or related experience
- Strong knowledge of equities, options, futures, and fixed income
- Understanding of market conduct and market abuse regulations
- Experience in project management and surveillance operations
- Ability to collaborate across Risk, Technology, Audit, and business functions

Apply market conduct knowledge, regulatory strategy, and surveillance expertise to strengthen TD Compliance program governance.

📌 Market Conduct Data Governance Manager (Toronto)
🏢 TD
📍 Toronto