Apply Canadian securities regulation and critical analysis as a Compliance Testing Lead with TD Securities Inc. in Toronto, Ontario. The role requires 37.5 hours weekly.

This newly created Core Compliance position manages implementation of the Monitoring and Testing program. You will evaluate complex regulatory business issues, interpret rules operationally, and support TD’s Regulatory Compliance Management Framework. Collaboration spans business and functional partners, regional Compliance leads, regulators, and senior management.

Key Responsibilities:

- Develop and execute effective compliance monitoring and testing
- Identify mitigating facts and circumstances during testing
- Deliver compliance training to relevant employees




- Support Canadian policies and procedures development
- Assist with trade desk reviews and special projects

Requirements:

- University degree required
- Five-plus years securities compliance or related experience
- Understanding of operations, finance, and regulatory reporting
- Ability to manage multiple projects and tight deadlines
- Ability to think critically and make decisions

Bring securities compliance experience, regulatory judgment, and project management skills to TD Securities’ Toronto testing program.

📌 Securities Compliance Testing Lead (Toronto)
🏢 TD
📍 Toronto