We're seeking someone to join our team as a Chief Compliance Officer - Canada in Wealth Management to assist the CIRO regulated Wealth Management business and the Canada-based Morgan Stanley at Work business in managing regulatory risks and protecting the franchise by ensuring compliance with laws, regulations, rules and internal policies and procedures.In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level position within the International Wealth Management Compliance team, with responsibility for compliance coverage of the CIRO-regulated Wealth Management business and the Canada-based Morgan Stanley at Work business.Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.Advise the Business Units on all regulatory Compliance matters.Develop policies and procedures to facilitate compliance with laws, regulations and rules.Conduct training on Compliance policies and proceduresSupervise Compliance Department staffWhat you’ll bring to the role: Minimum 10 years' relevant working experience in the financial services industry in Compliance or related fields or at a securities regulatorKnowledge of Canadian Anti-Money Laundering RequirementsKnowledge of Order Execution Only (OEO) regulations and practicesExperience dealing with CIRO, FINTRAC etc.Relevant Wealth Management or Private Banking experienceExcellent verbal and written English communication skillsStrong analytical skills, thoughtful and detail-orientedAbility to work within a team and act independentlyFast learnerIndustry contacts and committee participation helpfulExperience working for a global firmRegistration as a Chief Compliance Officer and Executive with CIRO will be required Chief Compliance Officer Qualifying Exam or Chief Compliance Officer ExamPartners,



Director & Senior Officers Course or Director and Executive ExamCanadian Securities Course or Canadian Investment Regulatory Exam (CIRE)WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.

Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences.

Morgan

Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our solid commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.Manager, Workplace Salesforce Product Team, Vice PresidentCE QUE VOUS POUVEZ ATTENDRE DE MORGAN STANLEY: Nos valeurs – donner la priorité à nos clients, agir de manière intègre, innover grâce à des idées exceptionnelles, s’engager en faveur de la diversité et de l’inclusion, et s’investir dans la société – ne sont pas de simples convictions : elles guident les décisions que nous prenons chaque jour afin d’agir dans l’intérêt de nos clients, de nos communautés et de nos plus de 80 000 collaborateurs répartis dans 1 200 bureaux à travers 42 pays. Pour en savoir plus sur nos bureaux à travers le monde, veuillez copier-coller l'adresse dans votre navigateur.Nos efforts en matière de recrutement témoignent de notre engagement fort en faveur d'une culture d'inclusion, dans laquelle les personnes sont recrutées, formées et promues en fonction de leurs compétences et de leurs talents.

📌 Executive Director, Chief Compliance Officer - Canada (Winnipeg)
🏢 Morgan Stanley
📍 Winnipeg