This role offers a unique opportunity to not only contribute as a value-add member of the Audit team, but also to be a part of a new chapter in extending the Internal Audit team presence to Montreal .
The Associate will be part of the Corporate Functions and Compliance Internal Audit team contributing to Audit mission and the assessment of the adequacy and effectiveness of the covered functions while also having the chance to contribute to global Audit initiatives, innovation, and reviews.
The team’s main audit perimeters covers SG America’s Corporate functions (including Legal, Human Resources and Culture & Conduct,) Compliance Function (including Advisory role, Bank Regulations, General Compliance Framework and, when relevant, Financial Crimes), Payments function, Accounting Function (including Regulatory Reporting), and their relevant Operational Risk Framework (including Vendor Risk,
Know Your Supplier).
The candidate’s primary responsibilities will be to assist in: Participating in periodic continuous monitoring meetings and annual risk assessments; Planning the audit, in coordination with the team; Analyzing processes, procedures, risks, and evaluating internal controls; Preparing clear and concise work papers and drafting audit findings to bring any concerns to management’s attention; Assisting in preparing the final audit report; Tracking and following up on open audit and regulatory issues; Working on special projects and initiatives, as needed; Stay abreast of industry trends that may impact the areas and risks under your responsibility.
📌 Compliance and Corporate Functions Auditor (Montreal)
🏢 Société Générale
📍 Montreal
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