Lead financial and operations compliance at CIRO in a hybrid Toronto position, applying audit expertise and prudential regulatory knowledge.

The Manager oversees field examinations for Dealer Member firms within CIRO’s regulatory framework. This people leadership role supports financial and operational viability through regulatory filings, examination planning, and timely intervention. Solid IFRS, CAS, audit, and Enterprise Risk Management knowledge is central to the work.

Key Responsibilities:
Manage prudential regulatory oversight for a Dealer Member firm portfolio
Ensure regulatory filings comply with CIRO rules and deadlines
Plan and execute effective, productive examination processes
Initiate intervention measures during financial or operational stress
Lead department training,



development, and objective delivery

Requirements:
Accounting designation, with CPA preferred
Completed CFO competency examination or equivalent investment industry course
Completed applicable investment industry examination or recognized legacy courses
Completed the CICA In-Depth Securities Course
Five years’ regulatory or securities experience, including two years’ people leadership

Apply financial compliance, audit, and regulatory leadership expertise to protect investors and strengthen Canadian capital markets through CIRO.
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📌 Financial Operations Compliance Manager Toronto
🏢 Ciro-Ocr
📍 Toronto