Analyze compliance data and regulatory risks at Wellington-Altus's Calgary or Toronto office. Use Power BI and reporting skills to support informed supervision.

Reporting to the AVP, Supervision, this Compliance Analyst helps keep Wellington-Altus's compliance framework current and effective. The work covers data analysis, risk assessments, compliance systems, communications monitoring, and internal databases. You will prepare reports, communicate requirements, and recommend improvements to stakeholders across the organization.

Key Responsibilities:

- Uncover compliance trends, gaps, and improvement opportunities
- Prepare detailed reports and communicate actionable stakeholder insights
- Conduct risk assessments and support mitigation strategies




- Evaluate processes and implement cross-functional enhancements
- Resolve tool issues while protecting data accuracy and integrity

Requirements:

- Minimum two years of progressive compliance-related experience
- Wealth management or regulated-industry experience is an asset
- Knowledge of CIRO and provincial securities regulators
- Proficiency with Power BI and Microsoft Office Suite
- Solid critical thinking, adaptability, and professional judgment

Bring regulatory analysis, risk management, reporting, and Power BI capabilities to Wellington-Altus's compliance team in Calgary or Toronto.

📌 Regulatory Compliance Data Analyst (Toronto)
🏢 Wellington-Altus
📍 Toronto