Marketing Compliance Specialist (FINRA/SEC) (Vancouver)

Marketing Compliance Specialist (FINRA/SEC) (Vancouver)

09 Nov
|
Clarity
|
Vancouver

09 Nov

Clarity

Vancouver

Clarity is seeking aCompliance qualified in Vancouver to review client communications for FINRA and SEC compliance. You will provide clear guidance, maintain logs, and build a disclosures library to meet regulatory standards.

Ideal candidates have 3+ years in broker-dealer or investment adviser compliance, and can explain complex requirements in plain language while coordinating with marketing teams and audits. Sponsorship and relocation are available.

📌 Marketing Compliance Specialist (FINRA/SEC) (Vancouver)
🏢 Clarity
📍 Vancouver

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