Lead Trade and Communications Surveillance governance at TD in Toronto, coordinating complex initiatives, remediation, reporting, and stakeholder delivery.
As Manager, you will lead surveillance workstreams and portfolio delivery across Compliance, Technology, and senior stakeholders. The role requires expertise in regulatory remediation, governance reporting, risk management, and program management. You will provide subject matter expertise while driving strategic initiatives, managing milestones, and escalating material issues.
Key Responsibilities
Lead surveillance oversight and governance reporting for senior management
Manage milestones, dependencies, risks, deliverables, and project plans
Oversee regulatory and audit remediation activities through sustainable closure
Coordinate regulatory inquiries, data requests, and examinations
Lead procedures, read-across reviews, and program enhancements
Requirements
Seven or more years of relevant Compliance, Surveillance, Risk, Operations, Technology, or project experience
Significant Trade or Communications Surveillance experience preferred
Experience leading complex regulated-workplace projects or remediation
Deep knowledge of compliance, risk, surveillance, and control frameworks
Bachelor’s degree or equivalent relevant education and experience
Bring surveillance expertise, executive judgment, and governance leadership to complex Trade and Communications Surveillance initiatives at TD.
📌 Trade Surveillance Governance Manager (Winnipeg)
🏢 TD
📍 Winnipeg