09 Nov
|
Ontario Securities Commission
|
Toronto
09 Nov
Ontario Securities Commission
Toronto
Become a key CPA in the Registration Division, conducting compliance reviews to ensure the integrity of Ontario's capital markets. Engage with diverse stakeholders to implement corrective actions effectively.In this role, you will lead reviews to assess compliance of registered firms with securities regulations. Your expertise will help formulate necessary actions to address any non-compliance issues while fostering team-oriented relationships. The position is critical to upholding market stability and investor confidence.Key Responsibilities:Conduct thorough reviews of regulated entitiesPrepare reports outlining compliance shortcomingsWork alongside stakeholders to find solutionsAddress emerging regulatory issues proactivelyPromote effective market practices and investor trustRequirements:Membership with CPA Ontario is requiredMinimum 1 year audit experience post-CPAExperience within audit and assurance settingsKnowledge of financial services is advantageousStrong skills in communication and collaborationUtilize your CPA qualifications to enhance compliance and support investor protection in Ontario's capital markets.
📌 Cpa For Regulatory Reviews And Compliance (Toronto)
🏢 Ontario Securities Commission
📍 Toronto