Lead wealth supervision at Sun Life Canada Securities with trade oversight and regulatory expertise in a hybrid work model. Support registered advisors across branch activities.

As Corporate Branch Manager, you will execute supervision activities within Business Governance and Controls. You will oversee trade supervision, account opening, account management, and advertising compliance. The position requires robust knowledge of investment dealer products, CIRO requirements, and industry trends.

Key Responsibilities:
Execute trade supervision for investment dealer-registered advisors
Supervise account opening and ongoing account management functions
Address or escalate first-line supervision risks and audit findings
Identify control gaps and advisor behavior trends




Support enhanced oversight programs and dealer initiatives

Requirements:
University degree and four-plus years financial services experience
At least two years working for an investment dealer
Knowledge of CIRO and Ontario Securities Commission requirements
Canadian Securities Course or CFA Level One
Investment Dealer Supervisor Course and Conduct Practices Handbook

Apply wealth supervision, regulatory judgement, and advisor oversight expertise as Corporate Branch Manager with Sun Life Canada Securities.
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📌 Corporate Branch Manager Wealth Supervision Toronto (Canada)
🏢 Sun Life
📍 Canada