Guide compliance policy and regulatory change at Haventree Bank with strong communication, research, and control-management capabilities. Work across banking operations.
The Regulatory Compliance Manager helps maintain compliance with Canadian laws, regulatory requirements, and industry codes. Reporting to the Senior Manager, Regulatory Compliance, this role supports policies, procedures, frameworks, systems, and staff training. Its scope includes the Bank’s broker-distributed alternative mortgage and GIC solutions and digital banking platform.
Key Responsibilities: Maintain compliance policies, frameworks, and Regulatory Compliance Management systems
Disseminate recent requirements and monitor their operationalization
Conduct legal research and review legislative developments




Develop training and provide compliance advisory support
Receive issues, support investigations, and update compliance policies
Requirements: University degree in law, business, or equivalent education
Four to five years’ experience in relevant financial services
Experience developing regulatory compliance policies and programs
Proven success managing regulatory compliance projects
Strong written and verbal communication skills
Use regulatory research, policy development, and advisory skills to support effective compliance across Haventree Bank’s federally regulated operations.

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📌 Financial Services Compliance Manager (Ontario)
🏢 Haventree Bank
📍 Ontario