Position Overview
We are seeking an individual to join our team in the Calgary office. As an Associate the incumbent will contribute to growing the business by supporting to the Investment Advisor(s), ensuring high-level client service, and providing dedicated specialized administrative support on diverse assignments.

This is an existing vacancy.

Duties and Responsibilities
Investment Advisor Support

Prepare, analyze, and present reports and recommendations for clients including investment policy statements, portfolio evaluations, financial plans, retirement projections, client commentaries/reviews and investment proposals

Manage the execution of transactions on behalf of the Advisor

Analyze industry and company data, macro data, develop and maintain financial models

Client Service

Provide a high level of client service which includes responding to phone, mail and electronic enquiries based on knowledge of full service brokerage

Attend client meetings as required, including prospect and annual review meetings





Provide gold standard client service anticipating client needs and delivering proactive and quality communications to ensure clients are apprised of details related to their accounts

Administration

Familiarize and adhere to compliance requirements, including all aspects of current and existing account documentation and marketing materials to maintain a culture and operation of risk management

Qualifications

At least 3 years’ experience in the financial services industry

Excellent verbal and written communication skills in English

Strong organizational skills

Ability to take initiative and work independently

Understanding of industry compliance regulations

Strict attention to detail

The ability to multi-task

Excellent organizational and time management skills

Ability to quickly learn new technologies and programs

Education

An undergraduate and/or postgraduate degree in Business/Economics or related field

Must be licensed with Canadian Investment Regulatory Organization (CIRO) as an Investment Representative (IR)

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📌 Associate (Alberta)
🏢 Richardson Wealth
📍 Alberta