Guide compliance policy and regulatory change at Haventree Bank with solid communication, research, and control-management capabilities. Work across banking operations.

The Regulatory Compliance Manager helps maintain compliance with Canadian laws, regulatory requirements, and industry codes. Reporting to the Senior Manager, Regulatory Compliance, this role supports policies, procedures, frameworks, systems, and staff training. Its scope includes the Bank’s broker-distributed alternative mortgage and GIC solutions and digital banking platform.

Key Responsibilities:

- Maintain compliance policies, frameworks, and Regulatory Compliance Management systems
- Disseminate new requirements and monitor their operationalization
- Conduct legal research and review legislative developments




- Develop training and provide compliance advisory support
- Receive issues, support investigations, and update compliance policies

Requirements:

- University degree in law, business, or equivalent education
- Four to five years’ experience in relevant financial services
- Experience developing regulatory compliance policies and programs
- Proven success managing regulatory compliance projects
- Strong written and verbal communication skills

Use regulatory research, policy development, and advisory skills to support effective compliance across Haventree Bank’s federally regulated operations.

📌 Financial Services Compliance Manager (Toronto)
🏢 Haventree Bank
📍 Toronto