Apply Canadian securities regulation expertise as a Compliance Monitoring & Testing Manager with TD Securities in Toronto, Ontario.

This newly created Core Compliance role supports TD’s Regulatory Compliance Management Framework through monitoring and testing implementation. You will interpret CIRO, MX, OSC, and related requirements in operational contexts. Success requires securities compliance experience, critical thinking, sound judgment, and effective relationships with regulators and business partners.

Key Responsibilities:

- Implement monitoring and testing supporting the RCM Framework
- Evaluate complex regulatory business issues
- Interpret regulations within changing operational contexts
- Partner with regulators and functional business groups
- Escalate matters to senior management when appropriate

Requirements:

- University degree required
- Five or more years of related securities experience
- Robust knowledge of Canadian securities marketplace regulations
- Ability to prioritize projects with tight deadlines
- Ability to work independently and collaboratively

Use regulatory interpretation, critical analysis and relationship-building skills to strengthen compliance oversight across TD Securities.

📌 Canadian Securities Compliance Manager (Toronto)
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto