Use analytical methods and critical thinking to identify market conduct risks for CLIC’s Individual Insurance and Wealth Management teams. Work hybrid, with two office days weekly.

As a Third Party Market Conduct and Operations Specialist, you will assess Advisors and MGA/AGAs under Co-operators’ Market Conduct and Compliance Framework. Your work combines scheduled audits, monitoring, data analysis, and remedial planning with operational support. Experience in Life Insurance Sales Support, Business Analysis, Audit, or Compliance is relevant.

Key Responsibilities:

- Identify market conduct risks through Advisor monitoring
- Conduct scheduled audits of Advisors and MGA/AGAs
- Document monitoring and audit findings in reports




- Identify data deficiencies and support remedial plans
- Analyze commission data during payment file processing

Requirements:

- Two to four years of experience in relevant fields
- Knowledge of analytical methods and financial industry guidelines
- Understanding of Life Insurance sales and application procedures
- Ability to analyze multiple data streams and reach conclusions
- Robust communication and critical thinking skills

Support market conduct compliance through Advisor oversight, audit reporting, data analysis, and proactive solutions for CLIC.

📌 Market Conduct Compliance Analyst (Regina)
🏢 The Co-operators Group
📍 Regina