AML compliance testing and sanctions expertise define this Senior Manager role at Broadridge, supporting risk-based reviews and quality assurance. The position follows a hybrid work model.
As Senior Manager, you will assess financial crime controls across AML, sanctions, and related compliance programs. Your work will evaluate control design, operating effectiveness, evidence, gaps, emerging risks, and remediation. Clear judgment and audit-ready reporting are central to communicating findings with stakeholders.

Key Responsibilities

Plan risk-based testing across AML and sanctions controlsEvaluate control design and operating effectivenessDevelop testing procedures, sampling, evidence requests, and documentationIdentify weaknesses, coverage gaps, root causes,



and emerging risksPrepare reports and communicate evidence-based findingsRequirements:
Experience conducting AML or sanctions testing, monitoring, or auditsUnderstanding of financial crime risk management frameworksAbility to evaluate controls and assess issue significanceStrong analytical skills, detail orientation, and skilled judgmentClear written and verbal stakeholder communicationApply financial crime testing, control assessment, and reporting expertise to strengthen Broadridge compliance risk management and assurance.
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📌 Senior Manager Aml Compliance Testing (Winnipeg)
🏢 Broadridge Financial Solutions
📍 Winnipeg