Shape regulatory filings and reporting at SLC Management while coordinating compliance operations across jurisdictions in a flexible work environment. The Director, Compliance supports regulatory program administration, filing execution, project management, and governance activities. This senior compliance professional coordinates information collection, validation, submission, obligation tracking, and reporting. The role also supports audits, examinations, remediation plans, system implementations, and process improvement projects.
Key Responsibilities
Coordinate regulatory filing information collection, validation, and submission Maintain filing calendars and regulatory obligation tracking Support audits, examinations, remediation, and compliance enhancements Track project milestones, deliverables,
and stakeholder communications Develop management reporting and senior governance committee materials
Requirements:
~7+ years of asset management and/or compliance experience ~ Robust regulatory knowledge and compliance framework understanding ~ Experience with regulatory filings and governance programs ~ Experience supporting audits and compliance operations ~ Compliance technology, workflow management, and reporting solution experience Bring regulatory filing expertise, project management capability, and analytical judgment to SLC Management’s compliance organization. #J-18808-Ljbffr