Morgan Stanley is a leading global financial services firm providing a wide range of wealth management, investment banking, securities, and investment management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries. Morgan Stanley can provide a superior foundation for building qualified career
- a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. The Account Supervisor is responsible for a wide variety of supervisory, compliance and risk functions. The successful candidate will be accountable for maintaining a controlled environment through the adherence to Morgan Stanley Wealth Management Canada “MSWC” business ethics and practices in addition to all MSWC policies and procedures. This role is a non-revenue sharing position that will report to the Chief Risk Officer of MSWC. Surveillance and Supervision Responsible for the First-Tier supervision of retail accounts, including options conducted in order execution only and full-service accounts. Focuses on business ethics, regulatory and compliance practices. Provides coaching and guidance to Financial Advisors on policies and procedures to promote risk awareness and a compliant environment. Risk Management/Compliance/Legal Monitors and implements procedures to manage all facets of risk. Facilitates regular and consistent communication of MSWC policies and other regulations. Together with Senior Management, ensures appropriate supervisory coverage is always maintained. Oversees responsibilities outlined in policy and procedure manuals, as well as new policies to ensure the Firm has procedures in place.



Supports the preparation for and response to audits and ensures that any audit findings are appropriately responded to and remediated. Works with Senior Management to monitor people risk, and ensures appropriate action is taken. Bachelor’s degree required or equivalent education or experience. Possess CSC, CPH, 90-day training program and CSI Supervisors Course Derivative Fundamental and Option License Course Options Supervision Course Meet the appropriate experience requirements as outlined in CIRO rules. Other licenses as required for role or by management. Knowledge of French is an asset but not a requirement. In-depth knowledge of CIRO Rules Effective written and verbal communication skills Strong attention to detail Experience in Complex Products such as Alternative Investments, Structured Investments, etc. At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. Our values
- putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back
- aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences.



Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents. Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences. Wealth Management Registered Supervisor
- Vice President CE QUE VOUS POUVEZ ATTENDRE DE MORGAN STANLEY: Nos valeurs – donner la priorité à nos clients, agir de manière intègre, innover grâce à des idées exceptionnelles, s’engager en faveur de la diversité et de l’inclusion, et s’investir dans la société – ne sont pas de simples convictions : elles guident les décisions que nous prenons chaque jour afin d’agir dans l’intérêt de nos clients, de nos communautés et de nos plus de 80 000 collaborateurs répartis dans 1 200 bureaux à travers 42 pays. Pour en savoir plus sur nos bureaux à travers le monde, veuillez copier-coller l'adresse dans votre navigateur. Nos efforts en matière de recrutement témoignent de notre engagement fort en faveur d'une culture d'inclusion, dans laquelle les personnes sont recrutées, formées et promues en fonction de leurs compétences et de leurs talents. At Morgan Stanley, we advise, originate, trade, manage and distribute capital for people, governments and institutions, always with a standard of excellence and guided by our core values. Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to creating a more sustainable future and fostering stronger communities around the world.

📌 Wealth Management Registered Supervisor (Toronto)
🏢 158 Morgan Stanley Wealth Management Canada
📍 Toronto