08 Nov
|
IG Wealth Management
|
Quebec City
08 Nov
IG Wealth Management
Quebec City
Analyze compliance risks and resolve investigations as a Bilingual Senior Compliance Specialist with IGM Financial Inc. in Winnipeg or Montreal, using French and English.
This senior compliance position oversees Advisor business activities and executes compliance programs across investment services. You will review complex client files, account activity, transaction histories, and financial planning information. The work also involves investigations, complaint resolution, business approvals, regulatory inquiries, and corrective actions.
Key Responsibilities: Lead Compliance Practice Reviews, action plans, monitoring, and reporting
Analyze files, transactions, projections, and value calculations
Recommend corrective actions, coaching, training, and exception approvals
Coordinate complaint,
investigation, and regulatory inquiry resolutions
Mentor junior staff on sensitive and escalated cases
Requirements: Four or more years in financial services
Relevant post-secondary business degree
CSC, CIRE, equivalent, or commitment to complete
Fluency in French preferred; French and English required
Analytical, investigative, communication, and judgment skills
Bring compliance oversight, investigation expertise, and bilingual communication skills to IGM’s Advisor-focused programs in Winnipeg or Montreal.
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📌 Bilingual Senior Compliance Specialist (Quebec City)
🏢 IG Wealth Management
📍 Quebec City