ScotiaMcLeod seeks an Investment Advisor with CIRO Registered Representative approval to support clients transitioning to the National Branch in Toronto.
Within Scotia Wealth Management, this Investment Advisor manages existing client relationships and promotes relevant products and services. You will follow branch protocols while advising clients, maintain current knowledge of regulatory rules and trading activities, and complete administrative documentation. Integrity, professionalism, and knowledge sharing are central to the work.
Key Responsibilities: Ensure client documentation transfers are completed successfully
Follow branch protocols when providing investment advice
Promote ScotiaMcLeod products and services
Maintain compliance with firm and regulatory policies
Participate in meetings and share skilled knowledge
Requirements: CIRO approval as a Registered Representative
Clear understanding of compliance requirements
Strong self-management for administrative responsibilities
Results orientation in daily work
ScotiaMcLeod system proficiency is considered an asset
Use your CIRO registration, compliance understanding, and advisory experience to help deliver smooth ScotiaMcLeod client transitions.