Clarity is seeking aCompliance skilled in Vancouver to review client communications for FINRA and SEC compliance. You will provide clear guidance, maintain logs, and build a disclosures library to meet regulatory standards.
Ideal candidates have 3+ years in broker-dealer or investment adviser compliance, and can explain complex requirements in plain language while coordinating with marketing teams and audits. Sponsorship and relocation are available.
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📌 Marketing Compliance Specialist (FINRA/SEC) (British Columbia)
🏢 Clarity
📍 British Columbia
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