Sagard seeks a Director, Compliance to oversee private fund requirements, regulatory filings, and compliance reviews across global alternative investment strategies.

This senior compliance leader will work across venture capital, private equity, private credit, real estate, secondaries, and co-investments. You will support private fund advisers, product development, M&A; integration, portfolio transactions, and investor communications. The work requires robust knowledge of SEC and Canadian regulatory frameworks.

Key Responsibilities

Oversee compliance across Sagard’s alternative investment strategies

Review investor communications, marketing materials, DDQs, and RFPs

Advise on conflicts, allocation, fees, valuation, and side letters

Support private fund rules, custody, marketing, and recordkeeping requirements





Coordinate diligence involving managers, borrowers, sponsors, and partners

Requirements

Seven to twelve years of regulatory and compliance experience

Significant experience with U.S. private funds and alternative strategies

Familiarity with private equity, credit, real estate, and fund-of-funds

Strong understanding of conflicts, marketing, valuation, and investor reporting

Experience preparing testing, annual reviews, and regulatory filings

Bring private funds compliance expertise and cross-strategy knowledge to Sagard’s international alternative investment management business.

📌 Private Funds Compliance Director Sagard (Winnipeg)
🏢 Sagard Holdings Manager
📍 Winnipeg