08 Nov
|
IG Wealth Management
|
Winnipeg
08 Nov
IG Wealth Management
Winnipeg
Analyze compliance risks and resolve investigations as a Bilingual Senior Compliance Specialist with IGM Financial Inc. in Winnipeg or Montreal, using French and English.
This senior compliance position oversees Advisor business activities and executes compliance programs across investment services. You will review complex client files, account activity, transaction histories, and financial planning information. The work also involves investigations, complaint resolution, business approvals, regulatory inquiries, and corrective actions.
Key Responsibilities:
- Lead Compliance Practice Reviews, action plans, monitoring, and reporting
- Analyze files, transactions, projections, and value calculations
- Recommend corrective actions, coaching, training, and exception approvals
- Coordinate complaint, investigation, and regulatory inquiry resolutions
- Mentor junior staff on sensitive and escalated cases
Requirements:
- Four or more years in financial services
- Relevant post-secondary business degree
- CSC, CIRE, equivalent, or commitment to complete
- Fluency in French preferred; French and English required
- Analytical, investigative, communication, and judgment skills
Bring compliance oversight, investigation expertise, and bilingual communication skills to IGM’s Advisor-focused programs in Winnipeg or Montreal.
📌 Bilingual Senior Compliance Specialist (Winnipeg)
🏢 IG Wealth Management
📍 Winnipeg