08 Nov
|
The Toronto-Dominion Bank (Canada)
|
Toronto
08 Nov
The Toronto-Dominion Bank (Canada)
Toronto
Apply regulatory judgment and social media expertise as a Surveillance Officer supporting TD Wealth businesses from Toronto, Ontario. Review communications and guide advisors toward compliant platform use.
This Social Media Surveillance Officer supports Canadian Wealth businesses within Governance & Control. You will review profiles, posts, and communications against TD Wealth Social Media Policy, CIRO requirements, and TD Brand Standards. The work also includes monitoring, coaching, remediation, and program improvement.
Key Responsibilities:
- Review and approve profiles, posts, and business communications
- Conduct monitoring and spot checks across Wealth businesses
- Translate regulatory requirements into actionable advisor guidance
- Deliver training, coaching, presentations, job aids, and playbooks
- Drive remediation, documentation, root-cause analysis, and follow-up
Requirements:
- Mandatory Supervisor Exam completion or completion within three months
- Two years’ relevant Investment Dealer or self-regulatory organization experience
- Knowledge of CIRO, OSC, and provincial securities marketing rules
- Solid English writing, editing, communication, and quality-control skills
- Familiarity with LinkedIn, X, and advisor social media use
Bring surveillance, regulatory guidance, and social media knowledge to strengthen compliant Wealth communications at TD in Toronto.
📌 Social Media Compliance Surveillance Officer (Toronto)
🏢 The Toronto-Dominion Bank (Canada)
📍 Toronto