Lead Trade and Communications Surveillance governance at TD in Toronto, coordinating complex initiatives, remediation, reporting, and stakeholder delivery.
As Manager, you will lead surveillance workstreams and portfolio delivery across Compliance, Technology, and senior stakeholders. The role requires expertise in regulatory remediation, governance reporting, risk management, and program management. You will provide subject matter expertise while driving strategic initiatives, managing milestones, and escalating material issues.
Key Responsibilities:
- Lead surveillance oversight and governance reporting for senior management
- Manage milestones, dependencies, risks, deliverables, and project plans
- Oversee regulatory and audit remediation activities through sustainable closure
- Coordinate regulatory inquiries, data requests, and examinations
- Lead procedures, read-across reviews, and program enhancements
Requirements:
- Seven or more years of relevant Compliance, Surveillance, Risk, Operations, Technology, or project experience
- Significant Trade or Communications Surveillance experience preferred
- Experience leading complex regulated-setting projects or remediation
- Deep knowledge of compliance, risk, surveillance, and control frameworks
- Bachelor’s degree or equivalent relevant education and experience
Bring surveillance expertise, executive judgment, and governance leadership to complex Trade and Communications Surveillance initiatives at TD.
📌 Trade Surveillance Governance Manager (Toronto)
🏢 TD
📍 Toronto