AML compliance testing and sanctions expertise define this Senior Manager role at Broadridge, supporting risk-based reviews and quality assurance. The position follows a hybrid work model.

As Senior Manager, you will assess financial crime controls across AML, sanctions, and related compliance programs. Your work will evaluate control design, operating effectiveness, evidence, gaps, emerging risks, and remediation. Explicit judgment and audit-ready reporting are central to communicating findings with stakeholders.

Key Responsibilities

Plan risk-based testing across AML and sanctions controls

Evaluate control design and operating effectiveness

Develop testing procedures, sampling, evidence requests, and documentation

Identify weaknesses, coverage gaps, root causes,



and emerging risks

Prepare reports and communicate evidence-based findings

Requirements

Experience conducting AML or sanctions testing, monitoring, or audits

Understanding of financial crime risk management frameworks

Ability to evaluate controls and assess issue significance

Strong analytical skills, detail orientation, and professional judgment

Clear written and verbal stakeholder communication

Apply financial crime testing, control assessment, and reporting expertise to strengthen Broadridge compliance risk management and assurance.

📌 Senior Manager AML Compliance Testing (Winnipeg)
🏢 Broadridge Financial Solutions
📍 Winnipeg