Lead compliance advisory and second line oversight for TD Asset Management from Toronto, supporting regulatory controls across international jurisdictions.

TD Wealth Compliance seeks a Senior Manager, Business Compliance Oversight reporting to senior compliance leaders. The role advises TDAM stakeholders, manages regulatory change, and addresses compliance risks across Canada, the UK, EU, APAC, and Caribbean. It supports effective controls and processes.

Key Responsibilities

Provide compliance advice on TDAM activities and regulatory matters

Lead assigned Regulatory Compliance Management activities and testing

Assess regulatory changes, emerging risks, and industry developments

Support examinations, investigations, audits, inquiries, and complaints





Develop policies, controls, processes, and compliance reporting

Requirements

Undergraduate degree and Canadian securities industry courses

10+ years of relevant Asset Management experience

Expertise in PM, EMD, IFM, and institutional clients

Robust influence, presentation, writing, and management reporting skills

Ability to work independently and make sound decisions

Apply your Asset Management expertise, regulatory judgment, and oversight skills to TDAM compliance in Toronto and international markets.

📌 Senior Manager TDAM Compliance Oversight (Winnipeg)
🏢 TD Bank Group
📍 Winnipeg