Manage capital markets transaction documentation and compliance workflows for TMX in Vancouver, using analytical judgment and strong regulatory communication. The schedule is hybrid, with two to three office days weekly.
This Senior Specialist position supports TSX Listings and continuous capital formation across Canadian markets. You will liaise with corporate issuers and legal advisors while reviewing records, correspondence, bulletins, and Personal Information Forms. Success requires organized execution, independent judgment, and qualified stakeholder service.
Key Responsibilities:
- Analyze active transaction documentation and regulatory correspondence
- Review and process electronic Personal Information Forms accurately
- Maintain corporate change and continuous disclosure records
- Guide issuers and advisors on filing requirements and policies
- Provide operational assistance and backup during high-volume cycles
Requirements:
- Capital markets or securities industry professional experience
- Post-secondary Finance or Business Administration education, or equivalent
- Clear communication of regulatory standards through written channels
- Independent judgment, proactive problem solving, and self-sufficient work
- Meticulous organization for complex, time-sensitive demands
Apply transaction review, compliance screening, and stakeholder communication skills to support TMX's TSX listings operations.
📌 Capital Markets Transaction Specialist (Vancouver)
🏢 TSX
📍 Vancouver